Seven Essential Elements of An Effective Compliance Program include:

A-Establishing Compliance Standards of Conduct and Procedures

B-Overall Compliance Program Oversight

C-Due Care in Delegation of Authority

D-Monitoring and Auditing Systems

E-All of the Above

Question

Alisha Marks

Business

10 November, 13:16

Seven Essential Elements of An Effective Compliance Program include:

A-Establishing Compliance Standards of Conduct and Procedures

B-Overall Compliance Program Oversight

C-Due Care in Delegation of Authority

D-Monitoring and Auditing Systems

E-All of the Above

+3

Answers (1)

Know the Answer?

Mila Nash · Answer 1

E-All of the Above

Explanation:

Compliance Program refers to a set of instructions or procedures to be followed during a compliance audit or investigation to determine organisational rules are followed. The options highlihted all belong to the class of essential elements required for an effective compliance program.

Seven Essential Elements of An Effective Compliance Program include:A-Establishing Compliance Standards of Conduct and ProceduresB-Overall Compliance Program OversightC-Due Care in Delegation of AuthorityD-Monitoring and Auditing SystemsE-All of the Above

Seven Essential Elements of An Effective Compliance Program include:

A-Establishing Compliance Standards of Conduct and Procedures

B-Overall Compliance Program Oversight

C-Due Care in Delegation of Authority

D-Monitoring and Auditing Systems

E-All of the Above