A. Stockbrokers execute trades on the floor of the New York Stock Exchange on behalf of account executives. B. Stockbrokers are regulated by financial consultants. C. Stockbrokers must be licensed by the Securities and Exchange Commission. D. Stockbrokers act as dealers in the securities they trade.
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Home » Business » A. Stockbrokers execute trades on the floor of the New York Stock Exchange on behalf of account executives. B. Stockbrokers are regulated by financial consultants. C. Stockbrokers must be licensed by the Securities and Exchange Commission. D.