Business

7 April, 11:37

The principal underwriter of an open-end investment company decides to offer a trip to south america to the registered representative of any other member who sells the most shares of the fund family. this practice is

a. not acceptable, because the trip would be outside the united states

b. legal if the firm pays only for airfare

c. a violation of the conduct rules

d. legal as long as no cash is given

+2

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