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5 June, 04:42

an investment adviser is registered in both state a and state b, and its principal office is in state b. state a would be allowed to do all of the following except:

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  1. 5 June, 04:50
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    Answer and Explanation:

    The question is incomplete, therefore, I will list down all of the things State A would be allowed to do:

    -Review the investment advisers books and record in both the State i. e State A and State B.

    -Requiring to file the sales and advertisement literature in State A.
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