Ask Question
BusinessBusiness
15 August, 18:04

an invesment adviser i slooking to offer advisory services to new clients. which statement is true regarding delivery of form adv parts 2a and 2b?

+4
Answers (1)
  1. 15 August, 18:31
    0
    B) They must be delivered regardless of whether the individual becomes a client of the investment adviser

    Explanation:

    The North American Securities Administrators Association (NASAA) requires investment advisers to deliver the Brochure (Form ADV Part 2A) and the Brochure Supplement (Form ADV Part 2B) to any prospective client they seek. Both the Brochure and the Brochure Supplement must be delivered within 48 hours of contacting the prospective client.
Know the Answer?
Not Sure About the Answer?
Find an answer to your question 👍 “an invesment adviser i slooking to offer advisory services to new clients. which statement is true regarding delivery of form adv parts 2a ...” in 📗 Business if the answers seem to be not correct or there’s no answer. Try a smart search to find answers to similar questions.
Search for Other Answers
You Might be Interested in
8. Sam bought a house that costs $500,000. Sam got a 96% LTV loan. The lender demanded that Sam buy private mortgage insurance to insure the portion of the loan over 75% LTV. Suppose 5 years later, Sam's mortgage balance is $400,000.
Answers (1)
If an organization's requirements conflict with the software package chosen, and the package cannot be customized, the organization should: A. change its procedures. B. select a different package. C. redesign the RFP. D.
Answers (1)
Blue Stone purchased a one-year liability insurance policy on January 1st of this year for $3,600 and recorded it as a prepaid expense. From the selections of a. through d.
Answers (1)
Meet a market meaning?
Answers (1)
Q - to raise awareness of what you're advertising without limiting who might see your ads, you should:
Answers (1)
New Questions in Business
An oligopolistic market structure is distinguished by several characteristics, one of which is a difficult entry. Which of the following are other characteristics of this market structure? Check all that apply. a. Market control by many small firms.
Answers (1)
Who should you' alert that you are interviewing for jobs? A. Your references B. Other possible employers C. Your classmates D. Your present employer
Answers (1)
Common allocation bases are a. direct labor dollars, direct labor hours, and machine dollars b. machine dollars, direct labor dollars, and direct labor hours c. direct labor dollars, direct labor hours, and machine hours d.
Answers (1)
George and Weezy received $30,200 of Social Security benefits this year ($12,000 for George; $18,200 for Weezy). They also received $5,000 of interest from jointly owned City of Ranburne Bonds and dividend income.
Answers (1)
Which of the following is true regarding the high-tech industry today? a. It generally depends on a pool of low-skilled labor. b. It has led to the increased economic development of previously rural areas. c.
Answers (1)
Home » Business » an invesment adviser i slooking to offer advisory services to new clients. which statement is true regarding delivery of form adv parts 2a and 2b?
Sign Up Forgot Password?