The registration provisions of the Securities Exchange Act of 1934 require disclosure of all of the following information except the:

A. Names of owners of at least 5% of any class of nonexempt equity security.

B. Bonus and profit-sharing arrangements.

C. Financial structure and nature of the business.

D. Names of officers and directors.

Question

Drake Hammond

Business

13 April, 11:25

The registration provisions of the Securities Exchange Act of 1934 require disclosure of all of the following information except the:

A. Names of owners of at least 5% of any class of nonexempt equity security.

B. Bonus and profit-sharing arrangements.

C. Financial structure and nature of the business.

D. Names of officers and directors.

+5

Answers (1)

Know the Answer?

Marlie Wilcox · Answer 1

The correct answer is A

Explanation:

Registration provision of Securities Exchange Act of 1934 is the one which requires the companies to involve the primary requirements which comprise of the registration of any securities that is listed on the stock exchanges, audit and margin requirements, disclosures and proxy solicitations.

The motive of the requirements is to ensure or guard that an investor confidence and the environment of fairness.

Therefore, the names of owners of least 5% of any class of the non - exempt security is not required to disclose.