A customer's accountant telephones an investment adviser and wishes to place orders for the customer's account. Which statement is TRUE under the NASAA Statement of Policy?
A. The investment adviser can accept orders for 10 business days under the accountant's oral instructions
B. The investment adviser can accept any instructions from the accountant
C. The investment adviser cannot accept any instructions from the accountant unless the customer authorizes this in writing
D. The accountant must be a CPA in that State for the investment adviser to accept the accountant's instructions
Answers (1)
Know the Answer?
Not Sure About the Answer?
Find an answer to your question 👍 “A customer's accountant telephones an investment adviser and wishes to place orders for the customer's account. Which statement is TRUE ...” in 📗 Business if the answers seem to be not correct or there’s no answer. Try a smart search to find answers to similar questions.
Search for Other Answers
You Might be Interested in
Economists believe that there are more efficient ways to deal with pollution than with environmental standards because these standards do NOT : A. internalize the externality. B. allow reductions in pollution to be achieved at minimum cost. C.
Answers (1)
Which of the following is an example of an illiquid asset? A. accounts receivable B. money in an checking account C. a truck owned by a moving company D. an outstanding bill owed to a supplier
Answers (1)
What is a model that represents the current state of the operation without any specific improvements or changes to existing processes?
Answers (2)
The Kramer Company was started when it issued 200 shares of $5 par value common stock at a market price of $20 per share. The company repurchased 10 shares at a market price of $15 per share.
Answers (1)
The city of Morehead leased equipment. The life of the non cancellable lease is 10 years. Using an 8 percent interest rate, the present value of the lease payments is $905,861.
Answers (1)
New Questions in Business
Movie studios use market research to reduce their risk of losses by hiring firms such as the National Research Group to conduct test screenings and tracking studies.
Answers (1)
The Silver Center (TSC) produces cups and platters. TSC purchases silver and other metals that are processed into silver alloy that is used to make platters and cups.
Answers (1)
In the united states today, what gives money its value?
Answers (2)
An employer has the right to monitor workers electronic communications if
Answers (1)
What is a kind of federal payroll tax A) Medicare tax B) sales tax C) property tax D) progressive tax
Answers (2)