Ask Question
BusinessBusiness
22 May, 04:51

FINRA Disclosure and Reporting events are required to be reported to FINRA "promptly". For purposes of these disclosures, "promptly" means (A) within 2 business days. (B) within 4 business days. (C) within 30 calendar days. (D) within 30 business days.

+4
Answers (1)
  1. 22 May, 04:56
    0
    C) within 30 calendar days.

    Explanation:

    FINRA's rule 4530 (a) states that FINRA member firms must promptly report any disclosure and reporting event within a 30 calendar days period after the firm acknowledged (or should have acknowledged) the occurrence of the event. FINRA doesn't require any paperwork any more, since the reports of this type of events can be done electronically via FINRA's Firm Gateway.
Know the Answer?
Not Sure About the Answer?
Find an answer to your question 👍 “FINRA Disclosure and Reporting events are required to be reported to FINRA "promptly". For purposes of these disclosures, "promptly" means ...” in 📗 Business if the answers seem to be not correct or there’s no answer. Try a smart search to find answers to similar questions.
Search for Other Answers
You Might be Interested in
Kingbird Corporation has 12.00 million shares of common stock issued and outstanding. On June 1, the board of directors voted an 83 cents per share cash dividend to stockholders of record as of June 14, payable June 30.
Answers (1)
Which one of the following statements by a caregiver reflects an understanding that children communicate their feelings through behaviors?
Answers (1)
Assume that the risk-free rate of interest is 3% and the expected rate of return on the market is 15%. A share of stock sells for $69 today. It will pay a dividend of $2 per share at the end of the year. Its beta is 1.1.
Answers (1)
Nolan Company's cash account shows a $22,352 debit balance and its bank statement shows $21,332 on deposit at the close of business on June 30. Outstanding checks as of June 30 total $3,713.
Answers (1)
Tom goes to purchase a baseball. Although there are many attractive choices, a particular brand states on its package that it is the "Baseball of Major League Baseball players." This brand is using which approach to positioning?
Answers (1)
New Questions in Business
Check My Work (1 remaining) Motor Sports, Inc., sues A-Z Speed. Motor Sports alleges that A-Z breached (failed to perform) a contract that required A-Z to sell ten Jet Skis to Motor Sports.
Answers (1)
CableVision has been approached by the City of Mirada to run its cable operations in 2020. After negotiating with key parties, CableVision has made the following agreements:It will offer Mirada residents a basic set of 25 cable television stations
Answers (1)
Thomas Company has the following data for one of their recliners. This information is for the deluxe recliner model: Sales $200,000 Variable Costs 90,000 Contribution Margin 110,000 Fixed Costs 150,000 Operating Income (loss) $ (40,000) Assume that
Answers (1)
Why did they give nba youngboy 10 years?
Answers (2)
Entrepreneurs usually do NOT make good: A. general managers. B. marketing decisions. C. financial decisions. D. production schedules.
Answers (2)
Home » Business » FINRA Disclosure and Reporting events are required to be reported to FINRA "promptly". For purposes of these disclosures, "promptly" means (A) within 2 business days. (B) within 4 business days. (C) within 30 calendar days.
Sign Up Forgot Password?