Mary is a registered agent with XYZ Brokerage Services. Sue is a licensed insurance agent with ABC Life Insurance Company but is not registered to sell securities. Sue solicits the sale of mutual fund shares with her clients and processes the transaction through Mary. Mary splits her commissions with Sue. How has Mary violated the NASAA Statement of Policy on Dishonest & Unethical Behavior?[A] She split her commissions[B] She sold away from her broker/dealer[C] The activity that she engaged in was unregistered[D] She sold unsuitable securities
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